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Regulatory Reporting SEC Form PF; CFTC and NFA CPO-PQR; AIFMD ANNEX IV

IN TODAY’S REGULATORY ENVIRONMENT FUND MANAGERS NEED AN INDEPENDENT ADVISER TO HELP ENSURE ACCURATE AND TRANSPARENT REGULATORY FILINGS.

Who we serve

At Constellation, we assist investment management firms, their Chief Compliance Officers, Chief Financial Officers, Chief Operating Officers, controllers and other compliance professionals establish and operate a strong regulatory reporting foundation. We assist your compliance team, solve their most complex reporting issues, and stay up-to-date with the constant evolution of requirements being mandated by regulators across the globe.

What we do

Constellation acts as an independent party ready to act as a sounding board and guide to the most complex reporting requirements. As a compliance expert we provide the necessary oversight needed to process and file regulatory data.

Our senior-level compliance personnel function as your adviser adding a critical third-party review to the data and inputs required in the ever more complex regulatory filings. Based on our deep experience we identify opportunities to achieve efficiencies by gathering and producing data across multiple reports.

Whether a start-up or well established firm, strategic outsourced regulatory reporting allows your firm to be flexible and cost effective, while leveraging a true compliance professional to manage your regulatory filings.

How we do it

Our team brings experience from several different environments including Big Four service firms, accounting, risk and valuation, compliance and asset management firms. At Constellation, our team of experts appropriately leverages your internal capabilities with our experience and technological solutions. Each client is individually assessed and a customized program is developed to provide the highest quality of service regardless of firm size.

Business Advisory & Consulting

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Increasing efficiencies, performance, and enhancing entire organizations

CFO - Accounting & Finance

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From shadow NAV calculations to outsourced CFO services

COO - Operations & Trade Support

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Infrastructure support that gives you the peace of mind to focus on the front office

CCO - Regulatory & Compliance

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Formulating and executing regulatory and compliance strategies in an ever-changing environment